Request a proposal from
Cancel
Create New Task
Service Needed
Drafting
Review
Dispute
Prepare & File
Project Title
Instructions
How Many Pages
Requested Delivery Date
Proposed Fee
If you and
have agreed on a fee for this task.
Cancel
Start New Project
Find Lawyers
Resources & FAQs
Add Payment Card
Cancel
Adding payment card - please wait...
Ok
Samantha B.
Principal and Founder
Member Since:
April 15, 2021
Chicago
Get Free Proposals
Samantha B. is now available for hire
Summary info
Hourly Rate
$550
State License
FL, IL
Years Practicing
10
Insurance
No
General
Client Feedback
Biography
Samantha has focused her career on developing and implementing customized compliance programs for SEC, CFTC, and FINRA regulated organizations. She has worked with over 100 investment advisers, alternative asset managers (private equity funds, hedge funds, real estate funds, venture capital funds, etc.), and broker-dealers, with assets under management ranging from several hundred million to several billion dollars. Samantha has held roles such as Chief Compliance Officer and Interim Chief Compliance Officer for SEC-registered investment advisory firms, “Of Counsel” for law firms, and has worked for various securities compliance consulting firms. Samantha founded Coast to Coast Compliance to make a meaningful impact on clients’ businesses overall, by enhancing or otherwise creating an exceptional and customized compliance program and cultivating a strong culture of compliance. Coast to Coast Compliance provides proactive, comprehensive, and independent compliance solutions, focusing primarily on project-based deliverables and various ongoing compliance pain points for investment advisers, broker-dealers, and other financial services firms.
Show More...
Employment
Current Employer
Coast to Coast Compliance
2018 - Present
Past Employers
Titan Regulation
2017 - 2018
True Partner Capital USA Holding, Inc.
2016 - 2017
Simon Compliance
2015 - 2017
Education
Law School
Ave Maria School of Law
2014
Undergraduate School
University of Florida
2008
Project Preferences
Document types
Business Formation
Business Operations
Buying and Selling Businesses
Cease and Desist and Demand Letters
Financial
Freelancers and Creators
Fundraising
Investing
Other
Partnerships
Personal Finance
Real Estate
Sales and Marketing
Websites & Apps
Industries
Corporate Services
Entertainment
Finance
Legal
Media & Communications
Nonprofit
Real Estate
Recreation & Travel
Software & IT Services
Puchasing lawyer's package - please wait...
Ok
Client Feedback
0 Feedback Items Collected
Please
sign in
or
create a free account
to view detailed lawyer feedback
Please add and select a payment method
Ok
