Compliance Lawyers for Phoenix, Arizona

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Meet some of our Phoenix Compliance Lawyers

Phocus L. - Compliance Lawyer in Phoenix, Arizona
View Phocus
5.0 (1)
Member Since:
September 16, 2021

Phocus L.

Attorney
Free Consultation
Phoenix, AZ, USA
15 Yrs Experience
Licensed in AZ CA
Georgetown University Law Center

G'day, my name is Michele! I work with startups, entrepreneurs and small/medium-sized businesses across the country in a wide array of industries. I help them with all of their ongoing, daily legal needs. This includes entity formation, M&A, contract drafting and review, employment, asset sale & acquisition, and business sales or shareholder exits. I'm half-Australian, half-Italian, and I've lived the last 20+ years of my life in America. I've lived all over the USA, completing high school in the deep south, graduating cum laude from Washington University in St. Louis, and then cum laude from Georgetown University Law Center. After law school I worked for the Los Angeles office of Latham & Watkins, LLP. After four intense and rewarding years there, I left to become General Counsel and VP of an incredible, industry-changing start-up called Urban Mining Company (UMC) that manufactures rare earth permanent magnets. I now work for Phocus Law where I help run our practice focused on entrepreneurs, startups, and SMEs. I love what I do, and I'd love to be of help! My focus is on providing stress-free, enjoyable, and high-quality legal service to all of my clients. Being a good lawyer isn't enough: the client experience should also be great. But work isn't everything, and I love my free time. I've been an avid traveler since my parents put me on a plane to Italy at 9-months old. I'm also a music nut, and am still looking for that perfect client that will engage me to explain why Dark Side Of The Moon is the greatest album of all time. Having grown up in a remote, and gorgeous corner of Australia, I feel a strong connection to nature, and love being in the elements.

Samuel R. - Compliance Lawyer in Phoenix, Arizona
View Samuel
5.0 (61)
Member Since:
October 2, 2021

Samuel R.

Attorney
Free Consultation
Phoenix - Arizona
7 Yrs Experience
Licensed in AZ PA, UT
Widener University Delaware Law School

My career interests are to practice Transactional Corporate Law, including Business Start Up, as well as Real Estate Law, Estate Planning Law, and Intellectual Property Law. I am currently licensed in Arizona, Pennsylvania and Utah, after having moved to Phoenix from Philadelphia in September 2019. I currently serve as General Counsel for a bioengineering company. I handle everything from their Business Transactional Agreements, Private Placement Memorandums, and Corporate Structures to Intellectual Property Assignments, to Employment Law and Beach of Contract settlements. Responsibilities include writing and executing agreements, drafting court pleadings, court appearances, mergers and acquisitions, transactional documents, managing expert specialized legal counsel, legal research and anticipating unique legal issues that could impact the Company. Conducted an acquisition of an entire line of intellectual property from a competitor. In regards to other clients, I am primarily focused on transactional law for clients in a variety of industries including, but not limited to, real estate investment, property management, and e-commerce. Work is primarily centered around entity formation and corporate structure, corporate governance agreements, PPMs, opportunity zone tax incentives, and all kinds of business to business agreements. I have also recently gained experience with Estate Planning law, drafting numerous Estate Planning documents for people such as Wills, Powers of Attorney, Healthcare Directives, and Trusts. I was selected to the Super Lawyers Southwest Rising Stars list for 2024 - 2026. Each year no more than 2.5% of the attorneys in Arizona and New Mexico are selected to the Rising Stars. I am looking to further gain legal experience in these fields of law as well as expand my legal experience assisting business start ups, and also trademark registration and licensing.

Recent  ContractsCounsel Client  Review:
5.0

"Everything went very quick, I am very satisfied with the results."

Amber M. - Compliance Lawyer in Phoenix, Arizona
View Amber
5.0 (29)
Member Since:
March 8, 2023

Amber M.

Attorney
Free Consultation
Arizona
11 Yrs Experience
Licensed in AZ OK
J. Reuben Clark Law School

Amber Masters has 11 years of experience as a contracts attorney, helping small businesses with an array of agreements, such as purchase agreements, master service agreements, and employment contracts. She has an extensive background assisting health care providers through practice transitions including dentists, doctors, and other health care professionals. She is a highly rated and acclaimed estate planning attorney and personal finance expert, who has been featured on CNBC, NBC, and Yahoo Finance. She successfully launched and sold a fintech startup and can empathize with the issues small and mid-size businesses face. Licensed in Oklahoma and Arizona.

Recent  ContractsCounsel Client  Review:
5.0

"Amber was great to work with. Clear scope delivery on schedule and budget. Very helpful and efficient. Would highly recommend her."

David U. - Compliance Lawyer in Phoenix, Arizona
View David
4.7 (2)
Member Since:
June 22, 2023

David U.

Attorney
Free Consultation
CO, AZ, OK
26 Yrs Experience
Licensed in AZ CO
The University of Oklahoma College of Law

For the last 25 years I've focused on representing businesses and entrepreneurs in transactional law deals, including LLC creation, operation and sale of businesses; real estate sales and leasing; and general contract negotiation and drafting. While I've helped all manner of businesses work out a variety of contract and business matters, I am an expert at helping clients with buying and selling commercial properties including multi-family and office projects and buildings, subdivisions, and retail shopping centers. I am also a recognized expert negotiating leases for retail and office tenants and landlords. Over 25 years I've honed my skills a lawyer at one of the largest law firms in the world, an elite real estate boutique in Aspen, Colorado and a highly regarded firm based in Denver, Colorado, before starting my own practice in 2016. Since 2016 I've been helping my clients with real estate and business deals. I'm a commercial real estate and business expert with a passion for helping clients forge successful ventures in an efficient and understandable manner.

Recent  ContractsCounsel Client  Review:
4.7

"David was very informative during our initial call, and helped me understand the scope of work that my project needed depending on how many legal avenues I wanted addressed and covered. The work he provided was detailed and completed by the deadline that he provided."

Elizabeth A. - Compliance Lawyer in Phoenix, Arizona
View Elizabeth
4.7 (1)
Member Since:
October 2, 2023

Elizabeth A.

Attorney
Free Consultation
Phoenix, Arizona
15 Yrs Experience
Licensed in AZ
Pepperdine University School of Law

I represent business and consumer clients to help them address the range of legal issues that concern them including business contractual disputes, debt litigation, and related matters.

Recent  ContractsCounsel Client  Review:
4.7

"Elizabeth was very responsive. Even though the review took longer than expected and we faced some scheduling issues, she was quickly to follow-up and adjust her schedule to finish."

Pankaj R. - Compliance Lawyer in Phoenix, Arizona
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Member Since:
March 26, 2022

Pankaj R.

Owner
Free Consultation
Los Angeles/Inland Empire
17 Yrs Experience
Licensed in AZ CA
University of Arizona Rogers College of Law

I advise clients in the areas of business, trademarks, real estate, employment, and finance. My overarching goals are to unite creative people and companies to assist them in making sound legal and business decisions. I have been fortunate enough to build a fast-growing, 21st-century law firm with an amazing staff by my side. Our focus is not just on providing invaluable legal insight but creating a better all-around client experience. We provide unique subscription pricing and flat-fee options for our clients, providing billing transparency and enhanced value to all of our wonderful clients. Focus areas: contract drafting, negotiations, research, trademarks international law, entertainment, business development, entity choice; business: manager, team builder, leader, motivator. Speaking Engagements: National Business Institute (NBI) - "Business Contracts 101"

James G. - Compliance Lawyer in Phoenix, Arizona
View James
Member Since:
September 22, 2022

James G.

Attorney
Free Consultation
Glendale, Arizona
11 Yrs Experience
Licensed in AZ
Arizona Summit School of Law

I am a lawyer in Glendale, Arizona. I have practiced in contract work including buy/sell agreements, contracts for the purchase of goods and services and real estate. I also practice in bankruptcy law and sports and entertainment law.

Courtney A. - Compliance Lawyer in Phoenix, Arizona
View Courtney
Member Since:
July 19, 2023

Courtney A.

Branding and Business Law Attorney
Free Consultation
Phoenix, Arizona
10 Yrs Experience
Licensed in AZ
California Western School of Law

Hello! I am a transactional attorney enthusiastic about helping entrepreneurs launch and protect their businesses. Let me know how I can support you with drafting and negotiating contracts, setting up your LLC, copyrighting creative content, or trademarking your brand. I am experienced with drafting and negotiating business contracts, including service/vendor agreements, NDAs, marketing agreements, licensing agreements, terms & conditions, terms of use, and many more! I have helped companies develop strong template agreements and strategies for contract management. My goal is to deliver a simple, stress-free client experience!

Holly W. - Compliance Lawyer in Phoenix, Arizona
View Holly
Member Since:
September 5, 2023

Holly W.

attorney
Free Consultation
Tucson, AZ
22 Yrs Experience
Licensed in AZ
University of Arizona James E Rogers College of Law

I am a solo legal practitioner in Tucson, Arizona who focuses on Estate Planning, Probate, Business Formation and Mediation. I have expertise and experience in not only law but as a Registered Nurse and teacher. I use this background and knowledge to provide compassionate and individualized service for my clients.

Connie M. - Compliance Lawyer in Phoenix, Arizona
View Connie
Member Since:
September 8, 2023

Connie M.

Copyright Lawyer
Free Consultation
Phoenix, AZ, United States
43 Yrs Experience
Licensed in AZ
Gonzaga University - J.D.

Copyright, trademark, and intellectual property contracts and licenses. General Business contracts. Practical and comprehensive advice and contract drafting in an efficient, no-nonsense manner. She routinely represents clients needing copyright, trademark, and intellectual property contracts and licenses in the book publishing industry, music publishing, and all aspects of art and entertainment. She has represented both sides of the table - creators and authors and corporations and businesses. After 40 years of experience she has seen most business models and structures and has worked with many general contracts in different industries.

Darren W. - Compliance Lawyer in Phoenix, Arizona
View Darren
Member Since:
November 5, 2023

Darren W.

Attorney
Free Consultation
South Jordan, Utah
22 Yrs Experience
Licensed in AZ CO, UT, WY
J. Reuben Clark, BYU

My main focus is estate planning and business transactions, but I have had many practice areas throughout my career, including criminal defense and prosecution, civil litigation from neighborhood squabbles to corporate contentions. I have also worked in bankruptcy, family law, collections, employment law, and personal injury. I stand ready to assist in any area to which I feel I can be of service, but will not try to fake it if I do not know the area of law I am being asked to serve in.

Brian S. - Compliance Lawyer in Phoenix, Arizona
View Brian
Member Since:
December 15, 2023

Brian S.

Corporate Attorney
Free Consultation
Arizona, United States
25 Yrs Experience
Licensed in AZ CA, DC, TX
South Texas College of Law Houston

I am a corporate lawyer with over 15 years of experience in litigation and in advising companies on a variety of legal issues, including mergers and acquisitions, securities regulations, and contract negotiations. I have a deep understanding of the technology industry and have represented numerous tech companies in my career.

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Compliance Legal Questions and Answers

Compliance

Independent Sales Consultant Agreement

California

Asked on Oct 15, 2024

Can a regulatory compliance consultant help my business ensure that we are meeting all the necessary regulations and standards in our industry?

I am the owner of a small manufacturing company that operates in a highly regulated industry. Recently, I have become increasingly concerned about our compliance with various regulations and standards, as the consequences of non-compliance can be severe. I have heard about regulatory compliance consultants who specialize in helping businesses navigate and ensure compliance with these complex regulations. I am wondering if hiring a regulatory compliance consultant would be beneficial for my business, and if so, what specific areas they could assist us with to ensure we are meeting all the necessary regulations and standards in our industry.

Dolan W.

Answered Oct 22, 2024

Hello! The short answer? Yes. A compliance expert is like a detective who can find potential problems before they become big issues and a guide who can help you create a clear plan to stay compliant. This includes things like knowing the rules inside and out and can explain them in a way that makes sense for your business. They can spot weaknesses in your current setup and suggest ways to improve. They can help you develop a clear set of procedures and training for your employees to follow. They stay informed about any new rules or changes to existing ones, so you don't have to. Also, they can help you avoid costly fines and penalties by making sure you're always doing things the right way. Best of luck! Dolan

Read 1 attorney answer>

Compliance

Legal Due Diligence Checklist

New York

Asked on Nov 26, 2024

What are the key regulatory compliance requirements for FinTech companies in the United States?

I am in the process of launching a FinTech startup in the United States, and I am seeking guidance on the key regulatory compliance requirements that my company needs to adhere to. I am aware that the FinTech industry is highly regulated, and I want to ensure that my company is fully compliant with all applicable laws and regulations. Additionally, I would like to understand the potential consequences of non-compliance and any best practices that can help my company navigate the complex regulatory landscape.

Danny J.

Answered Dec 26, 2024

The key regulatory compliance requirements for FinTech companies in the United States are extensive and complex. Here are five crucial areas you need to focus on: 1. Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations: These require you to verify customer identities and monitor transactions to prevent financial crimes. 2. Consumer Protection Laws: Including the Gramm-Leach-Bliley Act (GLBA), which mandates safeguarding customer data and providing clear privacy notices. 3. Securities Regulations: If your FinTech deals with investments or digital assets, you may need to register with the Securities and Exchange Commission (SEC). 4. Payment Processing Standards: Compliance with the Payment Card Industry Data Security Standard (PCI DSS) is crucial if you handle payment card data. 5. State-Specific Regulations: Depending on your operations, you may need to comply with various state-level financial regulations. It's important to note that there are at least a dozen more key regulatory areas that may apply to your FinTech startup, depending on your specific services and business model. The regulatory landscape is also rapidly evolving, with new guidelines being introduced regularly. Non-compliance can result in severe consequences, including hefty fines, legal actions, reputational damage, and even the shutdown of your business. Moreover, navigating these regulations while focusing on innovation and growth can be challenging for a startup. Given the complexity and critical nature of regulatory compliance in the FinTech industry, it would be prudent to have a thorough legal review of your specific business model and planned operations. As an experienced FinTech attorney, I could: 1. Conduct a comprehensive compliance assessment for your startup 2. Develop a tailored regulatory strategy aligned with your business goals 3. Guide you through the necessary registration and licensing processes 4. Help implement robust compliance programs and policies 5. Provide ongoing advice to navigate the evolving regulatory landscape Would you like to discuss your specific FinTech startup plans in more detail to ensure you're building a compliant and sustainable business from the ground up?

Read 1 attorney answer>

Compliance

Letter Agreement

New York

Asked on Aug 23, 2021

Case

Do advise if your firm handles breach of contract / business litigation cases.

Matthew S.

Answered Oct 12, 2021

I do handle breach of contract matters. How the breach is handled is dependent on the facts of each case. Some can be handled by a simple letter, others by negotiation, others by litigation.

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