Compliance Lawyers for Dayton, Ohio

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Meet some of our Dayton Compliance Lawyers

Tony C. - Compliance Lawyer in Dayton, Ohio
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5.0 (3)
Member Since:
May 2, 2025

Tony C.

Attorney at Law
Free Consultation
Columbus, Ohio
35 Yrs Experience
Licensed in OH
Capital University Law School

I am a skilled attorney with over 36 years of legal experience with an emphasis on commercial and residential real estate, estate planning, probate and criminal appeals.

Recent  ContractsCounsel Client  Review:
5.0

"Tony was fantastic to work with. Clear in his communication, incredibly helpful, went above and beyond for us and made sure we got the right result. Highly recommend."

Gary S. - Compliance Lawyer in Dayton, Ohio
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5.0 (3)
Member Since:
June 3, 2025

Gary S.

Business Lawyer
Free Consultation
New Albany, OH
29 Yrs Experience
Licensed in OH
University of Cincinnati College of Law

Gary is the Founder and Principal Attorney at New Ridge Law, where they understand that navigating the legal landscape can be daunting for small businesses—but it doesn’t have to be. The mission at New Ridge is to simplify the complexities, providing clear, affordable, and practical guidance so you can focus on what you do best: growing your business and serving your clients. From business formation and contracts to compliance and dispute resolution, you can move forward with confidence, knowing you have a trusted partner by your side.

Recent  ContractsCounsel Client  Review:
5.0

"I had a great experience working with Gary. He was very responsive and consistently provided timely, clear answers. Professional, efficient, and easy to work with—I would definitely recommend him."

Dominick B. - Compliance Lawyer in Dayton, Ohio
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5.0 (1)
Member Since:
June 4, 2025

Dominick B.

Attorney-at-Law
Free Consultation
Logan, Ohio
18 Yrs Experience
Licensed in OH
Ohio State University - Moritz College of Law

Dominick Brook has been a licensed attorney in Ohio for the last 16-years. Prior to founding Brook Law, he served as the Director of Real Estate at Ohio University, negotiating and structuring complex transactions to align the University’s real estate portfolio with its mission. For over a decade before Ohio University, Dominick was a Senior Manager at Ernst & Young and served as a trusted business advisor for clients ranging from Fortune 10 companies to high-tech start-ups. Earlier in his career, he worked as a research analyst with Ohio University’s Voinovich School and served as an adjunct instructor of economics at Ohio University. Dominick is a graduate of the University of Edinburgh in Scotland (Masters of Economics and Politics), Ohio University (Masters of Political Science), and the Ohio State University's Moritz College of Law (Juris Doctorate). He is a Governor-appointed Ohio Commodore to aid in the attraction of businesses to Ohio, is a member in three angel investment funds, and served on the Athens County Port Authority.

Elisher W. - Compliance Lawyer in Dayton, Ohio
View Elisher
3.8 (3)
Member Since:
May 6, 2025

Elisher W.

Attorney
Free Consultation
Newport, Kentucky
5 Yrs Experience
Licensed in OH KY
Northern Kentucky University, Salmon P. Chase College of Law

Attorney licensed in Kentucky and Ohio with four years experience in real estate transactional law (commercial and residential), litigation, construction law, and IP licensing. I have substantial experience in drafting and reviewing contracts as complex as billion dollar mining financing down to simple settlement agreements.

Kelly C. - Compliance Lawyer in Dayton, Ohio
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Member Since:
April 11, 2024

Kelly C.

Attorney at Law
Free Consultation
Cleveland, OH
7 Yrs Experience
Licensed in OH
WMU Thomas M Cooley Law School

Hello! I'm an attorney who practices mainly landlord/tenant law (eviction, both plaintiff and defendant side); and criminal law (misdemeanor). I also work as appearance counsel to fill in at hearing when conflicts arise for other lawyers.

Jalyn P. - Compliance Lawyer in Dayton, Ohio
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Member Since:
May 7, 2024

Jalyn P.

Managing Attorney
Free Consultation
Columbus, Ohio
10 Yrs Experience
Licensed in OH GA
Cleveland State University

The J. Parks Firm is a boutique law practice that primarily focuses on Business, Intellectual Property and Family Law Matters. We believe that each client's needs are unique and we work to tailor individualize solutions for you. Feel free to shoot us a message to see if we are a good fit for your legal needs.

Jodi B. - Compliance Lawyer in Dayton, Ohio
View Jodi
Member Since:
April 1, 2025

Jodi B.

Attorney
Free Consultation
Mount Laurel NJ
23 Yrs Experience
Licensed in OH NY
Western New England University

I'm a New York Attorney, who would love to review contracts, negotiate on your behalf, review title, and inspection reports to ensure you buy or sell your home with marketable title.

Judy R. - Compliance Lawyer in Dayton, Ohio
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Member Since:
May 18, 2024

Judy R.

Attorney
Free Consultation
Columbus Ohio
27 Yrs Experience
Licensed in OH
Capital University Law School

I am passionate about legal research and writing. I have excellent research and writing skills. My entire legal career has centered around fact-finding, contract and statute interpretation, legal analysis, as well as legal research and writing.

Andrew G. - Compliance Lawyer in Dayton, Ohio
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Member Since:
September 19, 2024

Andrew G.

Principal Attorney
Free Consultation
Cleveland, Ohio
11 Yrs Experience
Licensed in OH
Harvard Law School

Mr. Goodwin is an experienced transactional attorney, with experience working both for a large law firm and as in-house counsel for a leading global healthcare system.

John B. - Compliance Lawyer in Dayton, Ohio
View John
Member Since:
November 6, 2024

John B.

Attorney
Free Consultation
Shaker Heights, OH, USA
8 Yrs Experience
Licensed in OH
Temple University Beasley School of Law

J. D. Bridges has worked both in-house and in firms and has seen countless commercial agreements and technology deals from every angle. J. D.’s worked as in-house counsel for high-growth, VC-backed startups, IT solutions providers and cybersecurity companies and also at an AmLaw Top 50 global firm, representing clients in a variety of industries and purchasers and creators of technology across the globe. He’s negotiated commercial contracts with some of the world’s largest financial services and pharmaceutical companies, as well as assisting startups from incorporation to exit. He’s also helped Fortune 100 companies protect themselves and their data when procuring technology from startups and legacy technology providers alike. ‍ J. D. brings a practical and growth-focused mindset to legal advice and excels in working with front-line sales organizations and sales leadership as well as internal counsel, business owners and procurement professionals. Whether a pre-seed AI startup, established manufacturer or a global IT procurement effort, J. D. can support you while concurrently growing and protecting your business.

Maria H. - Compliance Lawyer in Dayton, Ohio
View Maria
Member Since:
February 12, 2025

Maria H.

Managing Partner
Free Consultation
Grove City, Ohio
3 Yrs Experience
Licensed in OH
Capital University Law School

Motivated, hardworking, and passionate attorney with strong organizational skills. Skilled in researching, interpreting, and writing legal documents. Detailed-oriented individual with excellent time management and problem-solving skills. Ability to handle multiple projects simultaneously with a high degree of accuracy. I have WealthCounsel available for Ohio.

Amy T. - Compliance Lawyer in Dayton, Ohio
View Amy
Member Since:
May 13, 2026

Amy T.

Owner
Free Consultation
Aurora, Ohio
13 Yrs Experience
Licensed in OH
Thomas Cooley

Northeast Ohio attorney providing comprehensive legal services in business law, real estate law, estate planning, and transactional matters for individuals, entrepreneurs, and growing companies. Practice areas include business formation and structuring, contract drafting and review, partnership and operating agreements, commercial transactions, business purchases and sales, and ongoing legal counsel for small and mid-sized businesses. Also represents clients in residential and commercial real estate matters, including purchases, sales, leases, title and closing issues, and property-related agreements. Estate planning services include wills, trusts, powers of attorney, healthcare directives, and probate and estate administration designed to protect clients’ assets and long-term goals. Known for practical guidance, responsive communication, and helping clients navigate complex legal matters with clarity and confidence.

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Compliance Legal Questions and Answers

Compliance

Legal Due Diligence Checklist

New York

Asked on Nov 26, 2024

What are the key regulatory compliance requirements for FinTech companies in the United States?

I am in the process of launching a FinTech startup in the United States, and I am seeking guidance on the key regulatory compliance requirements that my company needs to adhere to. I am aware that the FinTech industry is highly regulated, and I want to ensure that my company is fully compliant with all applicable laws and regulations. Additionally, I would like to understand the potential consequences of non-compliance and any best practices that can help my company navigate the complex regulatory landscape.

Danny J.

Answered Dec 26, 2024

The key regulatory compliance requirements for FinTech companies in the United States are extensive and complex. Here are five crucial areas you need to focus on: 1. Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations: These require you to verify customer identities and monitor transactions to prevent financial crimes. 2. Consumer Protection Laws: Including the Gramm-Leach-Bliley Act (GLBA), which mandates safeguarding customer data and providing clear privacy notices. 3. Securities Regulations: If your FinTech deals with investments or digital assets, you may need to register with the Securities and Exchange Commission (SEC). 4. Payment Processing Standards: Compliance with the Payment Card Industry Data Security Standard (PCI DSS) is crucial if you handle payment card data. 5. State-Specific Regulations: Depending on your operations, you may need to comply with various state-level financial regulations. It's important to note that there are at least a dozen more key regulatory areas that may apply to your FinTech startup, depending on your specific services and business model. The regulatory landscape is also rapidly evolving, with new guidelines being introduced regularly. Non-compliance can result in severe consequences, including hefty fines, legal actions, reputational damage, and even the shutdown of your business. Moreover, navigating these regulations while focusing on innovation and growth can be challenging for a startup. Given the complexity and critical nature of regulatory compliance in the FinTech industry, it would be prudent to have a thorough legal review of your specific business model and planned operations. As an experienced FinTech attorney, I could: 1. Conduct a comprehensive compliance assessment for your startup 2. Develop a tailored regulatory strategy aligned with your business goals 3. Guide you through the necessary registration and licensing processes 4. Help implement robust compliance programs and policies 5. Provide ongoing advice to navigate the evolving regulatory landscape Would you like to discuss your specific FinTech startup plans in more detail to ensure you're building a compliant and sustainable business from the ground up?

Read 1 attorney answer>

Compliance

Independent Sales Consultant Agreement

California

Asked on Oct 15, 2024

Can a regulatory compliance consultant help my business ensure that we are meeting all the necessary regulations and standards in our industry?

I am the owner of a small manufacturing company that operates in a highly regulated industry. Recently, I have become increasingly concerned about our compliance with various regulations and standards, as the consequences of non-compliance can be severe. I have heard about regulatory compliance consultants who specialize in helping businesses navigate and ensure compliance with these complex regulations. I am wondering if hiring a regulatory compliance consultant would be beneficial for my business, and if so, what specific areas they could assist us with to ensure we are meeting all the necessary regulations and standards in our industry.

Dolan W.

Answered Oct 22, 2024

Hello! The short answer? Yes. A compliance expert is like a detective who can find potential problems before they become big issues and a guide who can help you create a clear plan to stay compliant. This includes things like knowing the rules inside and out and can explain them in a way that makes sense for your business. They can spot weaknesses in your current setup and suggest ways to improve. They can help you develop a clear set of procedures and training for your employees to follow. They stay informed about any new rules or changes to existing ones, so you don't have to. Also, they can help you avoid costly fines and penalties by making sure you're always doing things the right way. Best of luck! Dolan

Read 1 attorney answer>

Compliance

Letter Agreement

New York

Asked on Aug 23, 2021

Case

Do advise if your firm handles breach of contract / business litigation cases.

Matthew S.

Answered Oct 12, 2021

I do handle breach of contract matters. How the breach is handled is dependent on the facts of each case. Some can be handled by a simple letter, others by negotiation, others by litigation.

Read 1 attorney answer>
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