Stockholder Protection Rights Agreement: Definition, Example
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What is a Stockholder Protection Rights Agreement?
A stockholder protection rights agreement is a contract between a company and stockholder that determines the rights of the stockholder. This agreement typically provides that stockholders are permitted to vote on company matters, receive dividends, and sell or transfer their shares. The agreement may also establish how stockholders will be compensated in the event that the company is sold or liquidated.
A stockholder protection rights agreement can help to ensure that stockholders are treated fairly and have a voice in decisions about the company. This type of agreement can also provide some stability for a company by ensuring that stockholders cannot suddenly sell their shares and destabilize the business.
Stockholder Protection Rights Agreement Sample
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1.
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The term "Expiration Time" shall be amended to read as follows:
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| 2. | Terms not otherwise defined herein shall have the meanings ascribed to them in the Stockholder Protection Rights Agreement, dated as of March 21, 2011. |
| 3. | This Agreement may be executed in counterparts and by each party hereto on a separate counterpart, both of which when so executed shall be deemed to be an original and both of which taken together shall constitute one and the same agreement. Delivery of an executed counterpart of a signature page to this Agreement by facsimile or e-mail transmission shall be effective as delivery of a manually executed counterpart of this agreement. |
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GSE SYSTEMS, INC.
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By: /s/ Lawrence M. Gordon
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Name: Lawrence M. Gordon
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Title: Senior Vice President
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and General Counsel
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CONTINENTAL STOCK TRANSFER &
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TRUST COMPANY, as Rights Agent
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By: /s/ Margaret Villani
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Name: Margaret Villani
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Title: Vice President
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Reference:
Security Exchange Commission - Edgar Database, EX-10.2 3 exh10-2.htm AMENDMENT NO. 1 TO STOCKHOLDER PROTECTION RIGHTS AGREEMENT, Viewed October 12, 2022, View Source on SEC.
Who Helps With Stockholder Protection Rights Agreements?
Lawyers with backgrounds working on stockholder protection rights agreements work with clients to help. Do you need help with a stockholder protection rights agreement?
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I’m Grace E. Carlson, an intellectual property & transactional attorney, founder of aTMospheric IP, LLC, with over 6 years of combined law firm and in-house experience. I help businesses, startups, creators, and entrepreneurs draft, review, and negotiate commercial contracts while protecting their brands and innovations. My expertise includes SaaS agreements, MSAs, NDAs, licensing contracts, vendor and partnership agreements, as well as comprehensive trademark strategy, copyright matters, AI-related IP issues, and technology transactions. I’ve supported global companies including Robinhood, Iron Mountain, and Microsoft, and provided flexible in-house counsel through Axiom Law across fintech, SaaS, consumer goods, and data center industries. Known for translating complex legal issues into clear, practical solutions, I focus on delivering contracts that reduce risk, support go-to-market strategies, and scale with your business. Whether you need a custom SaaS agreement, trademark-integrated contracts, or AI compliance review, I provide responsive, business-minded counsel. Bar Admissions: Washington (2020) & Oregon (2021) J.D., Seattle University School of Law Let’s get your contracts and IP protections done right — efficiently and effectively.
"Grace was wonderful to work with and helped me write a solid contract for my practice. I look forward to working with them again on future projects."
Bryan R.
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Bryan J. Reddix is an experienced attorney and contracts management professional with over a decade of expertise navigating complex commercial and government contracting. Serving as both internal General Counsel and a senior Contracts Director, Bryan specializes in drafting, negotiating, and risk-mitigating a wide spectrum of agreements across the technology, federal procurement, and small business sectors. His deep familiarity with the Federal Acquisition Regulation (FAR/DFARS), corporate compliance, and intellectual property allows him to provide holistic, strategic legal guidance that protects business interests while driving profitability.
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"I was dealing with a legal matter that Sarah helped me walk through very cleanly. I was impressed not only by her responsiveness but also by her professionalism. She made the entire process extremely easy and useful. I ended up with a good case where I stood on our grounds, and because of that, we got a reduced amount in the refund that was requested from the client."
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I am a triple-threat legal and financial strategist with 15+ years of experience navigating complex capital raises, M&A transactions, and regulatory compliance. As the Founder of Kairos Capital Legal Advisors and a Series 65 licensed Investment Adviser Representative, I bridge the gap between sophisticated legal drafting and actionable business guidance. My practice focuses on: - Capital Markets: Drafting and filing complex legal/financial documents for multimillion-dollar capital raises. - M&A Advisory: Guiding mid-market companies through all phases of sell-side mergers and acquisitions. - Strategic Counsel: Providing due diligence and deal structure analysis for private equity and venture capital clients. - Dispute Resolution: Serving as a non-public FINRA arbitrator to resolve high-stakes issuing and investor disputes. Beyond the firm, I serve as a Member of the Georgia House of Representatives (2011–present) and am a published author on private markets. I specialize in translating intricate legal hurdles into high-impact business outcomes.
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Kendra B.
My law practice focuses on transactional business law and serving as outside general counsel for small businesses in Minnesota. I provide practical counseling on a range of day-to-day legal matters and prepare contracts tailored to meet your specific business needs.
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Northeast Ohio attorney providing comprehensive legal services in business law, real estate law, estate planning, and transactional matters for individuals, entrepreneurs, and growing companies. Practice areas include business formation and structuring, contract drafting and review, partnership and operating agreements, commercial transactions, business purchases and sales, and ongoing legal counsel for small and mid-sized businesses. Also represents clients in residential and commercial real estate matters, including purchases, sales, leases, title and closing issues, and property-related agreements. Estate planning services include wills, trusts, powers of attorney, healthcare directives, and probate and estate administration designed to protect clients’ assets and long-term goals. Known for practical guidance, responsive communication, and helping clients navigate complex legal matters with clarity and confidence.
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